TITLE 15--COMMERCE AND FOREIGN TRADE: Part 774 - Commerce Control List
[Code of Federal Regulations]
[Title 15, Volume 2, Part 774]
[Revised as of January 1, 1997]
From the U.S. Government Printing Office via GPO Access
[CITE: 15CFR774]
[Page 69-118]
CHAPTER VII--BUREAU OF EXPORT ADMINISTRATION, DEPARTMENT OF COMMERCE
PART 774--THE COMMERCE CONTROL LIST
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
10 U.S.C. 7420; 10 U.S.C. 7430(e); 18 U.S.C. 2510 et seq.; 22 U.S.C.
287c; 22 U.S.C. 3201 et seq.; 22 U.S.C. 6004; Sec. 201, Pub. L. 104-
58, 109 Stat. 557 (30 U.S.C. 185(s)); 30 U.S.C. 185(u); 42 U.S.C.
2139a; 42 U.S.C. 6212; 43 U.S.C. 1354; 46 U.S.C. app. 466c; 50
U.S.C. app. 5; E.O. 12924, 3 CFR, 1994 Comp., p. 917; Notice of
August 15, 1995, (60 FR 42767 August 17, 1995).
Sec. 774.1 Introduction.
In this part, references to the EAR are references to 15 CFR
chapter VII, subchapter C. The Bureau of Export Administration (BXA)
maintains the Commerce Control List (CCL) that includes items
(commodities, software, and technology) subject to the authority of
BXA. The CCL does not include those items exclusively controlled for
export by another department or agency of the U.S. Government. In
instances where other agencies administer controls over related items,
entries in the CCL will contain a reference to these controls. Those
items subject to the EAR but not specified on the CCL are identified by
the designator ``EAR99''. See Sec. 734.2(a) of the EAR for items that
are ``subject to the EAR''. You should consult part 738 of the EAR for
an explanation of the organization of the CCL and its relationship to
the Country Chart.
The CCL is contained in Supplement No. 1 to this part, and
Supplement No. 2 to this part contains the General Technology and
Software Notes relevant to entries contained in the CCL.
Supplement No. 1 to Part 774--The Commerce Control List
Category 0--Nuclear Materials, Facilities & Equipment and Miscellaneous
A. Equipment, Assemblies and Components
0A018 Items on the International Munitions List.
License Requirements
Reason for Control: NS, RS, AT, UN
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Control(s) Country Chart
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NS applies to entire entry............. NS Column 1.
RS applies to 0A918.c.................. RS Column 2.
AT applies to entire entry............. AT Column 1.
UN applies to entire entry............. Rwanda.
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License Exceptions
LVS: $5000 for 0A918.a and b; $3000 for 0A918.c; $1500 for
0A918.d through .f; and $0 for entire entry for Rwanda
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: 0A918.a, .b, and .c in $ value; 0A18.d, .e, and .f in
number
Related Controls: N/A
[[Page 12938]]
Related Definitions: N/A
Items:
a. Power controlled searchlights and control units therefor,
designed for military use, and equipment mounting such units; and
specially designed parts and accessories therefor;
b. Construction equipment built to military specifications,
specially designed for airborne transport; and specially designed
parts and accessories therefor;
c. Specially designed components and parts for ammunition,
except cartridge cases, powder bags, bullets, jackets, cores,
shells, projectiles, boosters, fuses and components, primers, and
other detonating devices and ammunition belting and linking machines
(all of which are subject to the export licensing authority of the
U.S. Department of State, Office of Defense Trade Controls. (See 22
CFR parts 120 through 130.)
d. Bayonets;
e. Muzzle-loading (black powder) firearms;
Note: Antique small arms dating prior to 1890 and their
reproductions are not controlled by this ECCN 0A918.
f. Military helmets, except:
f.1. Conventional steel helmets other than those described by
0A918f.2 below.
f.2. Helmets, made of any material, equipped with communications
hardware, optional sights, slewing devices or mechanisms to protect
against thermal flash or lasers.
Note: Helmets described in 0A918.f.1 are controlled by 0A988.
Helmets described in 0A918.f.2 are controlled by the U.S. Department
of State, Office of Defense Trade Controls (See 22 CFR part 121,
Category X).
0A980 Horses by sea.
License Requirements
Reason for Control: SS
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Control(s) Country Chart
------------------------------------------------------------------------
SS applies to entire entry. For
licensing requirements (and possible
License Exceptions), proceed directly
to part 754 of the EAR. The Commerce
Country Chart is not designed to
determine licensing requirements for
items controlled for SS reasons.
------------------------------------------------------------------------
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0A982 Saps; thumbcuffs, leg irons, shackles, and handcuffs; straight jackets, plastic handcuffs, police helmets and shields; and parts and accessories, n.e.s.
License Requirements
Reason for Control: CC
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
CC applies to entire entry............. CC Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0A983 Specially designed implements of torture and thumbscrews; and parts and accessories, n.e.s.
License Requirements
Reason for Control: CC
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Control(s) Country Chart
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CC applies to entire entry. A license
is required for ALL destinations,
regardless of end-use. Accordingly, a
column specific to this control does
not appear on the Commerce Country
Chart. (See part 742 of the EAR for
additional information.).
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
The list of items controlled is contained in the ECCN heading.
0A984 Shotguns, barrel length 18 inches (45.72 cm) inches or over; buckshot shotgun shells; except equipment used exclusively to treat or tranquilize animals, and except arms designed solely for signal, flare, or saluting use; and parts, n.e.s.
License Requirements
Reason for Control: CC, UN
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Control(s) Country Chart
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CC applies to shotguns with a barrel CC Column 1.
length over 18 in. (45.72 cm) but less
than 24 in. (60.96 cm) or buckshot
shotgun shells controlled by this
entry, regardless of end-user.
CC applies to shotguns with a barrel CC Column 2.
length over 24 in. (60.96 cm),
regardless of end-user.
CC applies to shotguns with a barrel CC Column 3.
length over 24 in. (60.96 cm) if for
sale or resale to police or law
enforcement.
UN applies to entire entry............. Rwanda.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: This entry does not control shotguns with a
barrel length of less than 18 inches (45.72 cm). See 22 CFR part
121, Category I. These items are subject to the export licensing
authority of the Department of State, Office of Defense Trade
Controls.
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0A985 Optical sighting devices for shotguns controlled by 0A984;
discharge type arms (for example, stun guns, shock batons, electric
cattle prods, immobilization guns and projectiles, etc.) except
equipment used exclusively to treat or tranquilize animals, and except
arms designed solely for signal, flare, or saluting use; and parts,
n.e.s.
License Requirements
Reason for Control: CC, UN
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Control(s) Country Chart
------------------------------------------------------------------------
CC applies to entire entry............. CC Column 1.
UN applies to entire entry............. Rwanda.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled:
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0A986 Shotgun shells, except buckshot shotgun shells, and parts.
License Requirements
Reason for Control: UN
UN applies to entire entry. A license is required for items
controlled by this entry to Cuba, Libya, North Korea and Rwanda. The
Commerce Country Chart is not designed to determine licensing
requirements for this entry. See part 746 of the EAR for additional
information.
Note: Exports from the U.S. and transhipments to Iran must be
licensed by the Department of Treasury, Office of Foreign Assets
Control. (See Sec. 746.7 of the EAR for additional information on
this requirement.)
[[Page 12939]]
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0A988 Conventional military steel helmets as described by 0A018.f.1; and machetes.
License Requirements
Reason for Control: UN
UN applies to entire entry. A license is required for items
controlled by this entry to Cuba, Libya, North Korea and Rwanda. The
Commerce Country Chart is not designed to determine licensing
requirements for this entry. See part 746 of the EAR for additional
information.
Note: Exports from the U.S. and transhipments to Iran must be
licensed by the Department of Treasury, Office of Foreign Assets
Control. (See to Sec. 746.7 of the EAR for additional information on
this requirement.)
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
B. Test, Inspection and Production Equipment
0B001 Valves, specially designed or prepared for gaseous diffusion
separation process, that are wholly made of or lined with aluminum,
aluminum alloys, nickel, or alloy containing 60 percent by weight or
more nickel, 40 mm (1.6 in.) or more in diameter, with bellows seals,
and specially designed parts and components therefor.
License Requirements
Reason for Control: NP, AT
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Control(s) Country chart
------------------------------------------------------------------------
NP applies to entire entry............. NP Column 1.
AT applies to entire entry............. AT Column 1.
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: 1.) This CCL entry controls only a subset of
the items contained on the corresponding EU List number (e.g.,
0B001.b). The items not included in this CCL entry are subject to
the export licensing authority of the Nuclear Regulatory Commission
(see 10 CFR part 110.) 2.) Specially designed or prepared valves for
gaseous diffusion separation process are also subject to the export
licensing authority of the Nuclear Regulatory Commission. (See 10
CFR part 110.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0B003 Plants for the production of uranium hexaflouride (UF 6) and specially designed or prepared equipment (including UF 6 purification equipment), and specially designed parts and accessories therefor.
License Requirements
Reason for Control: NP, AT
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Control(s) Country chart
------------------------------------------------------------------------
NP applies to entire entry............. NP Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: This entry does not control nuclear plants
(i.e., fuel fabrication facilities, enrichment facilities,
reprocessing facilities, and heavy water production facilities).
Nuclear plants are subject to the export licensing authority of the
Nuclear Regulatory Commission. (See 10 CFR part 110.)
Related Definitions: N/A
Items:
a. Plants for the production of UF 6;
b. Equipment and components, as follows, specially designed or
prepared for UF 6 production:
b.1. Fluorination and hydrofluorination screw and fluid bed
reactors and flame towers;
b.2. Distillation equipment for the purification of UF 6.
0B008 Reactor and power plant simulators and analytical models for reactor and power plant simulators, models or mock-ups.
License Requirements
Reason for Control: NP, AT
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Control(s) Country chart
------------------------------------------------------------------------
NP applies to entire entry............. NP Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: Nuclear equipment is also subject to the
export licensing authority of the Nuclear Regulatory Commission.
(See 10 CFR part 110.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
C. Materials
0C006 Nickel powder and porous nickel metal.
License Requirements
Reason for Control: NP, AT
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Control(s) Country Chart
------------------------------------------------------------------------
NP applies to entire entry............. NP Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilogram
Related Controls: Nickel powders which are specially prepared
for the manufacture of gaseous diffusion barriers are subject to the
export licensing authority of the Nuclear Regulatory Commission.
(See 10 CFR part 110.)
Related Definitions: N/A
Items:
a. Powder with a nickel purity content of 99.0% or greater and a
mean particle size of less than 10 micrometers measured by the
American Society for Testing and Materials (ASTM) B 330 standard,
except filamentary nickel powders;
b. Porous nickel metal produced from materials controlled by
0C006.a except single porous nickel metal sheets not exceeding 1000
cm 2 per sheet.
Note: 0C006.b controls porous metal formed by compacting and
sintering the material controlled by 0C006.a to form a metal
material with fine pores interconnected throughout the structure.
D. Software
0D001 ``Software'' specially designed or modified for the ``development'', ``production'' or ``use'' of items controlled by 0B001, 0B003, 0B008 or 0C006.
License Requirements
Reason for Control: NP, AT
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Control(s) Country Chart
------------------------------------------------------------------------
NP applies to entire entry............. NP Column 1.
AT applies to entire entry............. AT Column 1.
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License Exceptions
LVS: N/A
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
[[Page 12940]]
E. Technology
0E001 ``Technology'' according to the General Technology Note for the ``development'', ``production'' or ``use'' of items controlled by 0B001, 0B003, 0B008 or 0C006.
License Requirements
Reason for Control: NP, AT
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Control(s) Country Chart
------------------------------------------------------------------------
NP applies to entire entry............. NP Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0E018 ``Technology'' for the ``development'', ``production'', or ``use'' of items controlled by 0A018.b through 0A018.e.
License Requirements
Reason for Control: NS, AT, UN
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Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
AT applies to entire entry............. AT Column 1.
UN applies to entire entry............. Rwanda.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
0E984 ``Technology'' for the ``development'' or ``production'' of shotguns controlled by 0A984 and buckshot shotgun shells.
License Requirements
Reason for Control: CC, UN
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Control(s) Country Chart
------------------------------------------------------------------------
CC applies to ``technology'' for CC Column 1.
shotguns with a barrel length over 18
in. (45.72 cm) but less than 24 in.
(60.96 cm) and shotgun shells,
regardless of end-user.
CC applies to ``technology'' for CC Column 2.
shotguns with a barrel length over 24
in. (60.96 cm), regardless of end-user.
CC applies to ``technology'' for CC Column 3.
shotguns with a barrel length over 24
in. (60.96 cm) if for sale or resale
to police or law enforcement.
UN applies to entire entry............. Rwanda.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
EAR99 Items subject to the EAR that are not elsewhere specified in
this CCL Category or in any other category in the CCL are designated by
the number EAR99.
Category 1--Materials, Chemicals, ``Microorganisms,'' and Toxins
A. Equipment, Assemblies and Components
1A001 Components made from fluorinated compounds.
License Requirements
Reason for Control: NS, AT
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Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items:
a. Seals, gaskets, sealants or fuel bladders specially designed
for aircraft or aerospace use made from more than 50% of any of the
materials controlled by 1C009.b or .c;
b. Piezoelectric polymers and copolymers made from vinylidene
fluoride:
b.1. In sheet or film form; and
b.2. With a thickness exceeding 200 micrometer;
c. Seals, gaskets, valve seats, bladders or diaphragms made from
fluoroelastomers containing at least one vinylether monomer,
specially designed for aircraft, aerospace or missile use.
1A002 ``Composite'' structures or laminates.
License Requirements
Reason for Control: NS, MT, NP, AT
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Control(s) Country Chart
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NS applies to entire entry............. NS Column 2.
MT applies to ``composite'' structures MT Column 1.
that are specially designed for
missile applications (including
specially designed subsystems and
components).
NP applies to 1A002.b.................. NP Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definition: This entry does not control ``composite''
structures or laminates made from epoxy resin impregnated carbon
``fibrous or filamentary materials'' for the repair of aircraft
structures of laminates, provided that the size does not exceed one
square meter (1 m 2).
Items:
a. Having an organic ``matrix'' and made from materials
controlled by 1C010.c, .d or .e; or
b. Having a metal or carbon ``matrix'' and made from:
b.1. Carbon ``fibrous and filamentary materials'' with:
b.1.a. A ``specific modulus'' exceeding 10.15 x 10 6 m; and
b.1.b. A ``specific tensile strength'' exceeding 17.7 x 10 4
m; or
b.2. Materials controlled by 1C010.c.
Technical Notes
1. Specific modulus: Young's modulus in pascals, equivalent to
N/m 2 divided by specific weight in N/m 3, measured at a
temperature of (296 2) K ((23 2) deg. C)
and a relative humidity of (50 5)%.
2. Specific tensile strength: ultimate tensile strength in
pascals, equivalent to N/m 2 divided by specific weight in N/
m 3, measured at a temperature of (296 2) K ((23
2) deg. C) and a relative humidity of (50 # 5)%.
1A003 Manufactures of non-fluorinated polymeric substances controlled by 1C008.a, in film, sheet, tape or ribbon form.
License Requirements
Reason for Control: NS, AT
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Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $200
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
[[Page 12941]]
Items:
a. With a thickness exceeding 0.254 mm; or
b. Coated or laminated with carbon, graphite, metals or magnetic
substances.
1A102 Resaturated pyrolized carbon-carbon materials designed for systems controlled by 9A004.
License Requirements
Reason for Control: MT, AT
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Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: 1.) See 9A110 for controls on ``composite''
structures or laminates usable in missile systems. 2.) The
corresponding EU number contains a reference to 9A104. Items
controlled by the EU under 9A104 are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls (see 22 CFR part 121).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.